A daily-updated database of publicly issued alternative investment vehicles, providing entity discovery, per-share-class pricing, shares outstanding, and pricing methodology. The database currently tracks more than 1,000 issuers and over 1,100 priced share classes across 10 entity type categories, refreshed daily.
Coverage & Data Sources
The Publicly Issued Alternative Investments database covers investment vehicles that file with the U.S. Securities and Exchange Commission (SEC) but are not listed on a national securities exchange.
Unlisted vehicles such as non-traded REITs, interval funds, tender offer funds, Business Development Companies (BDCs), and Direct Participation Programs (DPPs) do not have continuous price discovery unlike the exchange-traded securities. Their existence, structure, and reporting history are embedded in SEC filings.
Publicly Issued Alts dataset is constructed through the ingestion, filtering, classification, and publication of SEC EDGAR filings. In addition to entity discovery, the service provides per-share-class pricing, shares outstanding, and pricing methodology using information sourced from SEC filings and, where available, prices reported directly by issuers.
Coverage Includes:
- Operating Companies
- Interval Funds
- Business Development Companies (BDCs)
- Tender Offer Funds
- Non-Traded REITs
- Direct Participation Programs (DPPs)
- Closed-End Funds
- SPACs
- Commodity Pools
- Other Structures
Key Product Features
- Daily Updates: Universe refreshes daily as new EDGAR filings are processed. Additions, removals, reclassifications, and price updates are tracked with a full audit trail.
- Per-Share-Class Pricing: Current price extracted per share class from SEC filings and issuer-reported pricing.
- Pricing Methodology: Each priced record includes a methodology tag identifying the basis for the reported price.
- Shares Outstanding: Shares outstanding and as-of date captured at the share-class level wherever disclosed.
- AI-Enhanced Classification: LLM-assisted filtering removes false positives, including listed entities and deregistered shells.
- Entity Classification: Each constituent is classified into one of ten standardized categories.
- SEC Filing Integration: Each record links directly to the underlying EDGAR CIK.
- Structured Data Delivery: Available via API, flat file export, or data feed integration. Custom delivery formats available on request.
- Methodology Transparency: Documentation covering inclusion criteria, filter stages, AI classification logic, and pricing extraction rules.
Delivered as a structured dataset, the Publicly Issued Alternative Investments database combines SEC filing data with issuer-reported information to support monitoring across the unlisted alternatives market.
