Corporate Actions Announcement Processing System (CAAPS)

 

A Secure, Cloud-Based Solution for Workflow Management and Corporate Actions Processing.

 

CAAPS gathers, monitors, and reports corporate action information from the client’s authorized sources. It is source-agnostic and provides numerous features, allowing organizations to manage workflows based on their specific business rules.

Standardized:

CAAPS is built to effortlessly integrate industry-standard messaging formats. It supports both ISO 15022 and ISO 20022, as well as vendor-specific corporate actions announcement messaging, ensuring adherence to global financial messaging standards.
Additionally, CAAPS can manage client-specific proprietary file formats, offering the flexibility to meet each client’s unique requirements.

Flexible:

Clients can create personalized work queues to pinpoint exception situations requiring attention, thereby optimizing operations and boosting efficiency. Custom risk measurements provide risk values for events, emphasizing potential risks. The modular software architecture enables straightforward integration of new functionalities to support operational changes.

 

Features

 

  • Dynamic work queues and searches

User-configured searches to create work queues and reports for distribution to operations staff.

  • Audit trail

Add accountability to your workflows with an easy-to-access trail of manual changes impacting the event record

  • Data comparison

Checks for data presence and discrepancies between sources that let you create a unified record.

  • Event delivery

Efficient and secure ISO 15022 and ISO 20022 message and delivery to clients.

  • Events template

FTS created templates to manage your corporate action data for ISO event types.

  • Risk templates

Allow the use to define risk conditions that will be applied to events upon initial creation and on changes in variable data.

  • Exception processing

Fast notification of exceptions with extensive primary process monitoring.

  • Risk measurement

Key risk parameters that provide quick identification of events that pose higher risk that others.

  • Secure

Each CAAPS client will access their own Virtual Environment to ensure privacy of their information using an encrypted (SSL) web site.

 

 

CAAPS Workflow Diagram:

 

CAAPS Diagram

Click to watch Demo

 

CAAPS is an FTS Software product. FTS Software and Exchange Data International are partners.